Robert F. Geary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Geary SR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - December 31, 2016
TARP ASSET MANAGEMENT, LLC
March 3, 2008 - December 31, 2013
TARP ASSET MANAGEMENT, LLC
April 28, 1997 - August 20, 2002
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
July 24, 1991 - December 19, 1994
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
July 8, 1987 - August 1, 1989
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TARP ASSET MANAGEMENT, LLC
CRD#: 145431 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
