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MV

Martin J Vanamen

CENTAURUS FINANCIAL
DRAPER, UT
·CRD# 1704657·39 years experience

Professional Summary

Martin J Vanamen, who also goes by Martin Johanne Vanamen, Martin Johanness Vanamen, Martin J Vanamen, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Draper, Utah. Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Martin has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Martin Johanne Vanamen, Martin Johanness Vanamen, Martin J Vanamen

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
136 W. 12300 S Suite #201, Draper, UT 84020
December 20, 2018 - Present
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
136 W. 12300 S Suite #201, Draper, UT 84020
January 4, 2019 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Draper, UT
September 24, 2018 - December 19, 2018
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Draper, UT
March 27, 2018 - December 19, 2018
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Draper, UT
April 2, 2012 - April 20, 2018
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Draper, UT
November 1, 2007 - April 2, 2012
INVESTMENT MANAGEMENT CORPORATION·CRD# 37196
BD
Draper, UT
November 22, 2002 - November 23, 2007
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Salt Lake City, UT
December 11, 2001 - November 15, 2002
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
November 9, 2001 - November 15, 2002
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
April 9, 1998 - November 29, 2001
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 2, 1998 - April 15, 1998
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
October 5, 1994 - March 2, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 1, 1989 - October 26, 1994
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
December 2, 1987 - November 15, 1989

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Current Firm

CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

Direct owners and executive officers

NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER—
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
DUHOVIC, JEROME VICTORDIRECTOR/EVP2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JSVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CONTRACTOR, INTEREST INSURANCE, 12339 S. 800 EAST STREET, #101A, DRAPER, UT 84020. SALES OF HEALTH INSURANCE, NON INVESTMENT RELATED SINCE 04/2018 AND I SPEND APPROX. 3 HOURS PER MONTH ON THIS ACTIVITY. 2. CORNER CANYON FINANCIAL SERVICES POSITION: Manager NATURE: DBA for branding and marketing purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 136 W. 12300 S., Suite #201, Draper UT 84020, United States DESCRIPTION: DBA for branding and marketing purposes 3. BUSINESS CONSULTING POSITION: self NATURE: When clients are selling a business, I connect them with a business broker and receive a finder's fee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 136 w 12300 s, draper UT 84020, United States DESCRIPTION: When clients are selling a business, I connect them with a business broker and receive a finder's fee

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/10/2019)
IAR
Arizona
(1/10/2019)
RR
California
(1/11/2019)
IAR
California
(1/14/2019)
RR
Colorado
(1/10/2019)
IAR
Colorado
(1/11/2019)
RR
Idaho
(1/15/2019)
IAR
Idaho
(1/15/2019)
IAR
Minnesota
(7/15/2021)
RR
Minnesota
(7/16/2021)
RR
Nevada
(1/22/2019)
IAR
Nevada
(1/22/2019)
RR
North Dakota
(7/19/2021)
IAR
North Dakota
(7/19/2021)
RR
Oklahoma
(2/9/2026)
RR
Oregon
(1/25/2021)
IAR
Oregon
(1/25/2021)
RR
South Dakota
(1/27/2021)
IAR
South Dakota
(1/27/2021)
RR
Texas
(1/11/2019)
IAR
Texas
(1/11/2019)
IAR
Utah
(12/20/2018)
RR
Utah
(1/8/2019)
RR
Washington
(9/9/2025)
IAR
Washington
(9/9/2025)
RR
Wyoming
(1/10/2019)
IAR
Wyoming
(1/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1987About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Martin J Vanamen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Martin J Vanamen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MV
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