MV
Martin J. Vanamen
CENTAURUS FINANCIAL
DRAPER, UT 84020
Some features on this profile are disabled
CRD#: 1704657
MV
Professional summary
Martin J Vanamen, who also goes by Martin Johanne Vanamen, Martin Johanness Vanamen, Martin J Vanamen, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Draper, Utah.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Martin has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martin Johanne Vanamen | Martin Johanness Vanamen | Martin J Vanamen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CONTRACTOR, INTEREST INSURANCE, 12339 S. 800 EAST STREET, #101A, DRAPER, UT 84020. SALES OF HEALTH INSURANCE, NON INVESTMENT RELATED SINCE 04/2018 AND I SPEND APPROX. 3 HOURS PER MONTH ON THIS ACTIVITY. 2. CORNER CANYON FINANCIAL SERVICES POSITION: Manager NATURE: DBA for branding and marketing purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 136 W. 12300 S., Suite #201, Draper UT 84020, United States DESCRIPTION: DBA for branding and marketing purposes 3. BUSINESS CONSULTING POSITION: self NATURE: When clients are selling a business, I connect them with a business broker and receive a finder's fee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 136 w 12300 s, draper UT 84020, United States DESCRIPTION: When clients are selling a business, I connect them with a business broker and receive a finder's fee
CRS (Client Relationship Summary) - RIA
Click below to view Martin J Vanamen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martin J Vanamen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 136 W. 12300 S Suite #201, Draper, UT 84020RIA
BD
CRD#: 30833
DRAPER, UT
Current
January 4, 2019 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 136 W. 12300 S Suite #201, Draper, UT 84020RIA
BD
CRD#: 30833
DRAPER, UT
Past
September 24, 2018 - December 19, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Draper, UT
Past
March 27, 2018 - December 19, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Draper, UT
Past
April 2, 2012 - April 20, 2018
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
DRAPER, UT
Past
November 1, 2007 - April 2, 2012
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
DRAPER, UT
Past
November 22, 2002 - November 23, 2007
INVESTMENT MANAGEMENT CORPORATION
BD
CRD#: 37196
DRAPER, UT
Past
December 11, 2001 - November 15, 2002
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SALT LAKE CITY, UT
Past
November 9, 2001 - November 15, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
April 9, 1998 - November 29, 2001
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
March 2, 1998 - April 15, 1998
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
October 5, 1994 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
November 1, 1989 - October 26, 1994
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 2, 1987 - November 15, 1989
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2019)
IAR
Arizona(1/10/2019)
RR
California(1/11/2019)
IAR
California(1/14/2019)
RR
Colorado(1/10/2019)
IAR
Colorado(1/11/2019)
RR
Idaho(1/15/2019)
IAR
Idaho(1/15/2019)
IAR
Minnesota(7/15/2021)
RR
Minnesota(7/16/2021)
RR
Nevada(1/22/2019)
IAR
Nevada(1/22/2019)
RR
North Dakota(7/19/2021)
IAR
North Dakota(7/19/2021)
RR
Oregon(1/25/2021)
IAR
Oregon(1/25/2021)
RR
South Dakota(1/27/2021)
IAR
South Dakota(1/27/2021)
RR
Texas(1/11/2019)
IAR
Texas(1/11/2019)
IAR
Utah(12/20/2018)
RR
Utah(1/8/2019)
RR
Washington(9/9/2025)
IAR
Washington(9/9/2025)
RR
Wyoming(1/10/2019)
IAR
Wyoming(1/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
