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Antonio F. Martinez

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CRD#: 1704652
AM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Antonio Francisco Martinez, who also goes by Antonio Fransisco Martinez, Tony Martinez, was a registered financial professional .

Antonio is a previously registered financial professional and started their career in finance in 1987. Antonio had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Antonio Fransisco Martinez | Tony Martinez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 5, 1990 - August 10, 1990

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
Past

December 12, 1989 - January 23, 1990

OMNI SECURITIES, INC.

BD
CRD#: 21310
Past

August 8, 1989 - October 10, 1989

JOHNSON-BOWLES COMPANY INC

BD
CRD#: 7578
Past

July 12, 1989 - August 12, 1989

WILLIAM BARTON FINANCIAL, INC.

BD
CRD#: 13893
Past

May 30, 1989 - June 10, 1989

WALL STREET WEST, INC.

BD
CRD#: 7529
Past

March 14, 1989 - June 1, 1989

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
Past

September 24, 1987 - February 28, 1989

POWER SECURITIES CORPORATION

BD
CRD#: 15527

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/4/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FF
FAIRCHILD FINANCIAL GROUP, INC.
FAIRCHILD FINANCIAL GROUP, INC. | VTR CAPITAL, INC. | VENTURE TRADING, INC.

CRD#: 21404 / SEC#: , 8-38963

BD
Terminated by SEC on 01/22/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
Colorado since 11/03/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

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