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DS

David N. Steck

STONEHAVEN ADVISORS
New York, NY
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CRD#: 1704271
DS
David Neil SteckSTONEHAVEN ADVISORS

Professional summary

David Neil Steck is a registered financial advisor currently at STONEHAVEN ADVISORS, LLC located in New York, New York and STONEHAVEN, LLC located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

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CRS (Client Relationship Summary) - RIA

Click below to view David Neil Steck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 22, 2026 - Present

STONEHAVEN ADVISORS, LLC

RIA
CRD#: 322608
New York, NY
Current

June 25, 2025 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

February 21, 2020 - March 16, 2023

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

September 14, 2009 - June 25, 2019

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

August 22, 2005 - September 11, 2009

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/2/2025)
RR
Connecticut
(6/25/2025)
RR
Florida
(6/25/2025)
RR
Massachusetts
(7/1/2025)
RR
New Jersey
(6/25/2025)
RR
New York
(7/2/2025)
IAR
New York
(7/22/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/16/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/1/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/6/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 23
Date: 6/16/2010
General Securities Principal Sales Supervisor
Principal/Supervisory Exam
RR
Series 10
Date: 5/11/2007
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/30/2006
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

SA
STONEHAVEN ADVISORS, LLC
STONEHAVEN ADVISORS, LLC

CRD#: 322608 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/7/2025 Approved)
Florida
Registered Investment Advisory firm - (9/19/2025 Approved)
New York
Registered Investment Advisory firm - (10/6/2022 Approved)
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Contact information

Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
Phone number
(917) 349-7050
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Red Flags

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Company Information

STONEHAVEN ADVISORS, LLC

CRD#: 322608New York, NY

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