Phillip K. Gorian
Professional summary
Phillip Kent Gorian is a registered financial advisor currently at GORIAN INVESTMENTS located in San Bernardino, California.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Phillip has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Kent Gorian's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2012 - Present
GORIAN INVESTMENTS
April 28, 2011 - July 28, 2011
PARK AVENUE SECURITIES LLC
April 12, 2011 - July 28, 2011
PARK AVENUE SECURITIES LLC
June 15, 2009 - August 6, 2009
WBB SECURITIES, LLC
January 1, 1988 - November 12, 1997
PAINTER, SMITH AND AMBERG INC.
August 6, 1987 - September 24, 1987
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2012)
Exams
Current Firm
GORIAN INVESTMENTS
CRD#: 159969 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 23,199,063 |
Red Flags
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