Jeffrey J. Wetzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey James Wetzel, who also goes by Jeffry James Wetzel, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 1999 - February 12, 2001
NEXCORE CAPITAL, INC.
January 13, 1998 - September 30, 1999
CENTEX SECURITIES, INCORPORATED
July 25, 1996 - November 7, 1997
TORREY PINES SECURITIES, INC.
October 14, 1991 - July 18, 1996
PRUDENTIAL EQUITY GROUP, LLC
October 18, 1989 - October 9, 1991
UBS FINANCIAL SERVICES INC.
August 16, 1988 - May 16, 1989
PAN OCEANIC INVESTMENTS, INC.
March 2, 1988 - July 26, 1988
TRI-BRADLEY INVESTMENTS
February 12, 1988 - March 7, 1988
VANDERBILT SECURITIES, INC.
September 22, 1987 - February 25, 1988
STONERIDGE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEXCORE CAPITAL, INC.
CRD#: 31893 / SEC#: , 8-45570
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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