Dora K. Baer

AVM, L.P.

Boca Raton, FL 33431

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CRD#: 1703613

Professional summary

Dora Kim Baer, who also goes by Dora Mihe Baer, Dora Mihe Kim, is a registered financial professional currently at AVM, L.P. located in Boca Raton, Florida.

Dora is registered as a RR (Registered Representative) and started their career in finance in 1987. Dora has worked at 11 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dora Mihe Baer | Dora Mihe Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dora Kim Baer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2015 - Present

AVM, L.P.

Office #1: 777 Yamato Road Suite 300, Boca Raton, FL 33431

CRD#: 19718

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/30/2015)

New Mexico
(11/15/2018)

New York
(5/1/2015)

Exams

State Security Law Exam

Series 63

Date: 9/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 6/5/2018

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 9/4/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AVM, L.P.

ADAMS, VINER & MOSLER, LTD. | AVM, L.P. | ADAMS, VINER, & MOSLER, LTD.

CRD#: 16710 / SEC#: , 8-35136

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

777 Yamato Road Suite 300, Boca Raton, FL 33431

Mailing Address

777 Yamato Road Suite 300, Boca Raton, FL 33431

Phone number

(561) 544-4400

Established

Illinois since 09/30/1983

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HSZ HOLDINGS, LLC	LIMITED PARTNER
LESTER N. COYLE REVOCABLE TRUST	LIMITED PARTNER
PANTHERS INVESTMENT LIMITED PARTNERSHIP	LIMITED PARTNER
PELLEGRINO, CHRISTIAN MINASSIAN	LIMITED PARTNER	6053985
PREST, JASON	LIMITED PARTNER	4475716
SARAOGI HOLDINGS, LLC	LIMITED PARTNER
WYLER, SCOTT LAWRENCE	CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	2869488
WYLER, SCOTT LAWRENCE	LIMITED PARTNER	2869488
ANUAR, YELENA NMN	CHIEF FINANCIAL OFFICER	6253705
ANUAR, YELENA NMN	LIMITED PARTNER	6253705
AVM ASSOCIATES LLC	GENERAL PARTNER
COYLE, LESTER NOEL	TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST	4727659
HANSEN, KAREN MARIE	GENERAL COUNSEL	5291197
HANSEN, KAREN MARIE	TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST	5291197
OLOFSSON, THOMAS ROLF	LIMITED PARTNER	3244639
PRINTZ, ROBERT ANDREW	PRESIDENT	2348404
THE KAREN M. HANSEN REVOCABLE TRUST	LIMITED PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dora K. Baer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dora Kim Baer's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

GUGGENHEIM LIQUIDITY SERVICES, LLC

MUFG SECURITIES AMERICAS INC.

NEWEDGE USA, LLC

SWISS AMERICAN SECURITIES INC.

COMMERZBANK CAPITAL MARKETS CORP.

SANWA UNIVERSAL SECURITIES CO., LLC

SANWA SECURITIES (USA) CO., L.P.

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

NATWEST CAPITAL MARKETS SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1991

SIE

Date: 10/1/2018

Series 50

Date: 6/5/2018

Series 7

Date: 9/4/1991

FINRA

Current Firm

AVM, L.P.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AVM, L.P.

TRUST BUT VERIFY

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