Jacqueline Tucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Tucker, who also goes by Jackie Tucker, Jacqueline V Tucker, Jacqueline Vernette Tucker, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2005. Jacqueline had worked at 4 firms and has passed the Series 65, Series 63, Series 22TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2021 - July 24, 2024
TOP CAPITAL ADVISORS, INC.
February 26, 2008 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 30, 2007 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 2005 - June 8, 2006
MAGNA
January 12, 2005 - September 13, 2005
INTERNATIONAL MANAGEMENT ASSOCIATES ADVISORY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 7/24/2021
Direct Participation Programs Representative ExaminationCurrent Firm
TOP CAPITAL ADVISORS, INC.
CRD#: 166881 / SEC#: , 8-69234
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
