Cynthia B. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Bisher Brown, who also goes by Cynthia Bisher, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1996. Cynthia had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2007 - November 27, 2012
COMPERIO RETIREMENT CONSULTING, INC.
September 18, 2007 - February 28, 2011
CHAPEL HILL INVESTMENT ADVISORS
March 20, 2001 - December 31, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 31, 1996 - June 16, 2000
AON SECURITIES LLC
Primary Firm SEC Registration
COMPERIO RETIREMENT CONSULTING, INC.
CRD#: 140786 / SEC#: 801-66831
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMPERIO RETIREMENT CONSULTING, INC.
CRD#: 140786 / SEC#: 801-66831
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 2,012,151,086 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
