Randall C. Gillespie
Professional summary
Randall Carroll Gillespie, who also goes by Randy Gillespie, is a registered financial advisor currently at INTRUA FINANCIAL located in Houston, Texas.
Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Randall has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randall Carroll Gillespie's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2021 - Present
INTRUA FINANCIAL
Office #1: 3737 Buffalo Speedway Suite 400, Houston, TX 77098July 3, 2013 - December 31, 2021
LPL FINANCIAL LLC
July 2, 2013 - April 12, 2021
PRIVATE ADVISOR GROUP, LLC
December 1, 2000 - July 17, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 1, 2000 - July 17, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 2, 1990 - December 7, 2000
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - December 7, 2000
MSI FINANCIAL SERVICES, INC.
September 24, 1987 - April 25, 1990
UR FINANCIAL, INC.
Primary Firm SEC Registration
INTRUA FINANCIAL
CRD#: 281554 / SEC#: 801-106767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2021)
Exams
Current Firm
INTRUA FINANCIAL
CRD#: 281554 / SEC#: 801-106767
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
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