Thomas W. Neukranz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Ward Neukranz, who also goes by Thomas Neukranz, Neukranz, Tom Ward Neukranz, Thomas W Neukranz, Thomas Ward Neukranz, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1992. Thomas had worked at 12 firms and has passed the Series 63, Series 72, Series 82TO, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2021 - January 27, 2024
WEILD & CO.
August 17, 2018 - October 24, 2019
COLORADO FINANCIAL SERVICE CORPORATION
November 12, 2015 - September 6, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 30, 2011 - December 4, 2013
GUARDIAN INVESTOR SERVICES LLC
July 21, 2010 - June 22, 2011
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 23, 2006 - August 18, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
February 14, 2001 - July 18, 2006
VP DISTRIBUTORS LLC
July 30, 1999 - July 13, 2000
GOLDMAN SACHS & CO. LLC
April 14, 1993 - August 17, 1999
JPMSI
September 29, 1992 - March 23, 1993
LEHMAN SPECIAL SECURITIES INC.
September 29, 1992 - March 23, 1993
LEHMAN GOVERNMENT SECURITIES INC.
September 29, 1992 - March 23, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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