James R. Klomparens

WELLTH ADVISORY SERVICES

Northville, MI 48168

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CRD#: 1702830

Professional summary

James Robert Klomparens, who also goes by Jim Klomparens, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Northville, Michigan.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Klomparens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Klomparens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

Office #1: 18600 Northville Road Suite 275, Northville, MI 48168

RIA

CRD#: 330537

Northville, MI

Past

March 16, 2020 - July 5, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Northville, MI

Past

October 8, 2010 - November 22, 2010

CHESME CAPITAL MANAGEMENT

RIA

CRD#: 129342

GRAND RAPIDS, MI

Past

December 24, 2008 - December 11, 2009

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

GRAND RAPIDS, MI

Past

January 1, 2007 - February 7, 2008

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PORTLAND, OR

Past

January 1, 2007 - February 7, 2008

STANCORP EQUITIES, INC.

CRD#: 19517

PORTLAND, OR

Past

February 10, 2005 - January 1, 2007

INVESMART ADVISORS INC

RIA

CRD#: 108731

CLEVELAND, OH

Past

September 20, 2004 - January 1, 2007

INVESMART SECURITIES, LLC

CRD#: 104168

PITTSBURGH, PA

Past

March 26, 2004 - August 24, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 31, 2002 - March 29, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

December 15, 2000 - September 19, 2002

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 19, 1994 - May 30, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

October 29, 1992 - November 30, 1993

G. R. PHELPS & CO., INC.

CRD#: 173

Past

February 4, 1988 - August 7, 1992

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

July 16, 1987 - January 21, 1988

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/2/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

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Contact information

Main Address

Shorewood, IL

Mailing Address

Phone number

(866) 777-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)

WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,338
AUM (Assets Under Management)	$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James R. Klomparens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Klomparens's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

CHESME CAPITAL MANAGEMENT

KESTRA INVESTMENT SERVICES, LLC

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

INVESMART ADVISORS INC

INVESMART SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

OSAIC WEALTH, INC.

G. R. PHELPS & CO., INC.

PRINCIPAL SECURITIES, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

WELLTH ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2020

Series 63

Date: 12/11/2000

Series 7

Date: 1/2/2003

Series 6

Date: 12/14/2000

Current Firm

WELLTH ADVISORY SERVICES, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLTH ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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