Albert J. Decristino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert J Decristino, CFP®, who also goes by Albert Joseph De Cristino, Albert Joseph Decristino, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1987. Albert had worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
June 29, 2023 - September 26, 2023
EAGLE STRATEGIES LLC
June 26, 2023 - September 26, 2023
NYLIFE SECURITIES LLC
April 15, 2021 - June 29, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
April 12, 2021 - June 29, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
August 25, 2017 - July 29, 2019
AMERITAS INVESTMENT COMPANY, LLC
August 23, 2017 - July 29, 2019
AMERITAS INVESTMENT COMPANY, LLC
May 20, 2016 - August 23, 2017
EQUITABLE ADVISORS, LLC
September 4, 2015 - August 23, 2017
EQUITABLE ADVISORS, LLC
September 16, 2013 - October 14, 2014
WYNSTON HILL CAPITAL, LLC
June 30, 2011 - September 30, 2011
PRUCO SECURITIES, LLC.
November 15, 2010 - May 17, 2011
WYNSTON HILL CAPITAL, LLC
May 6, 2009 - December 11, 2009
SIGNATOR INVESTORS, INC.
March 6, 2007 - April 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 5, 2007 - April 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 2004 - January 16, 2007
MORGAN STANLEY DW INC.
January 30, 2003 - April 28, 2003
EQUITABLE ADVISORS, LLC
April 29, 2002 - January 14, 2003
RYAN BECK & CO.
November 2, 2000 - May 13, 2002
GRUNTAL & CO., L.L.C.
October 16, 2000 - November 9, 2000
BARCLAYS CAPITAL INC.
October 6, 1997 - December 31, 1999
GROVE POINT INVESTMENTS, LLC
March 7, 1995 - October 3, 1995
PMG SECURITIES CORPORATION
December 8, 1993 - January 11, 1994
INVESTACORP, INC.
November 20, 1991 - September 1, 1992
ROBERT TODD FINANCIAL CORP.
February 19, 1991 - November 13, 1991
CADARET, GRANT & CO., INC.
November 25, 1987 - June 19, 1992
GLOBAL CAPITAL SECURITIES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
