Henry J. Siegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Jonathan Siegel, who also goes by Henry J Siegel, Henry Siegel, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2004. Henry had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2017 - December 31, 2022
KIDRON CAPITAL SECURITIES LLC
October 22, 2010 - February 26, 2015
BNP PARIBAS PRIME BROKERAGE, INC.
October 19, 2010 - April 27, 2015
BNP PARIBAS SECURITIES CORP.
January 21, 2010 - May 26, 2010
SHS SECURITIES, INC.
July 1, 2008 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
September 2, 2004 - July 8, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
KIDRON CAPITAL SECURITIES LLC
CRD#: 149826 / SEC#: , 8-68192
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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