Benjamin D. Gutstein
Professional summary
Benjamin Daniel Gutstein, who also goes by Ben Daniel Gustein, is a registered financial advisor currently at WHITE CREST CAPITAL located in Glencoe, Illinois.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Benjamin has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Daniel Gutstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2015 - Present
WHITE CREST CAPITAL
September 14, 2009 - October 31, 2011
SECURITY DEALERS GUILD, INC.
May 8, 2009 - August 26, 2009
HIGHTOWER SECURITIES, LLC
January 28, 2009 - June 18, 2009
J.P. MORGAN SECURITIES LLC
October 3, 2005 - February 26, 2007
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 10, 1997 - October 5, 2005
OCC DISTRIBUTORS LLC
November 10, 1995 - November 26, 1997
CIBC WORLD MARKETS CORP.
July 23, 1993 - November 22, 1993
LEHMAN SPECIAL SECURITIES INC.
July 23, 1993 - November 22, 1993
LEHMAN GOVERNMENT SECURITIES INC.
July 23, 1993 - November 22, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2015)
(10/6/2021)
Exams
Current Firm
WHITE CREST CAPITAL
CRD#: 210520 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 10,830,336 |
Red Flags
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