Russell A. Andrews
Professional summary
Russell A Andrews, who also goes by Russell Albert Andrews, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Basalt, Colorado and TCFG WEALTH MANAGEMENT, LLC located in Basalt, Colorado.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Russell has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Russell A Andrews's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
TCFG INVESTMENT ADVISORS, LLC
Office #1: 310 Market Street First Floor, Basalt, CO 81621January 3, 2020 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 310 Market Street First Floor, Basalt, CO 81621April 13, 2015 - January 3, 2020
FFEC WEALTH PARTNERS LLC
April 13, 2015 - January 3, 2020
FFEC WEALTH PARTNERS LLC
February 5, 2009 - April 16, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
January 30, 2009 - April 16, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
September 2, 2005 - February 12, 2009
RBC CAPITAL MARKETS, LLC
September 2, 2005 - February 12, 2009
RBC CAPITAL MARKETS, LLC
January 1, 1999 - September 8, 2005
MORGAN STANLEY DW INC.
May 2, 1994 - September 8, 2005
MORGAN STANLEY DW INC.
January 1, 1991 - May 18, 1994
FIRST UNION CAPITAL MARKETS CORP.
January 30, 1990 - January 1, 1991
BUTCHER & SINGER INC.
August 20, 1987 - February 2, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
(10/8/2020)
(1/3/2020)
(1/6/2020)
(2/18/2020)
(2/18/2020)
(4/22/2020)
(4/30/2020)
(4/24/2020)
(10/20/2021)
(10/21/2021)
(4/12/2023)
(4/13/2023)
(5/29/2025)
(2/20/2020)
(4/8/2020)
(1/3/2020)
(1/3/2020)
(4/9/2020)
Exams
Series 8
Date: 7/1/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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Company Information
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606Basalt, CO 81621TRUST BUT VERIFY
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