Brian S. Miller

PENINSULA ASSET MANAGEMENT

BRADENTON, FL 34205

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CRD#: 1702414

Professional summary

Brian Scott Miller, CFP® is a registered financial advisor currently at PENINSULA ASSET MANAGEMENT INC located in Bradenton, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Brian has worked at 2 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 25, 1999 - Present

PENINSULA ASSET MANAGEMENT INC

Office #1: 1111 Third Avenue West Suite 340, Bradenton, FL 34205

RIA

CRD#: 108600

BRADENTON, FL

Past

July 15, 1987 - August 4, 1989

BERACHAH SECURITIES CORPORATION

CRD#: 16228

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENINSULA ASSET MANAGEMENT INC

CRD#: 108600 / SEC#: 801-17065

RIA

Registered Investment Advisory firm - (4/27/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/25/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 10/5/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PENINSULA ASSET MANAGEMENT INC

CRD#: 108600 / SEC#: 801-17065

RIA

Registered Investment Advisory firm - (4/27/1982 Approved)

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Contact information

Main Address

1001 3rd Avenue West Suite 220, Bradenton, FL 34205

Mailing Address

Phone number

(941) 748-8680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 PENINSULA ASSET MANAGEMENT FORM ADV PARTS 2A, 2B & 3 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	367
AUM (Assets Under Management)	$ 272,016,271

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian S. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENINSULA ASSET MANAGEMENT INC

BERACHAH SECURITIES CORPORATION

Primary Firm SEC Registration

PENINSULA ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/1999

Series 63

Date: 7/13/1987

Series 22

Date: 10/5/1987

Series 6

Date: 7/13/1987

Current Firm

PENINSULA ASSET MANAGEMENT INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENINSULA ASSET MANAGEMENT INC

TRUST BUT VERIFY

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