Betty A. Bartlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Betty A Bartlett, who also goes by Betty Ann Harrington, Betty Bartlett Harrington, was a registered financial professional .
Betty is a previously registered financial professional and started their career in finance in 1987. Betty had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1997 - December 17, 2018
BARTLETT INVESTMENT ADVISORS, INC.
March 30, 1988 - June 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1987 - March 7, 1988
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARTLETT INVESTMENT ADVISORS, INC.
CRD#: 115089 / SEC#: 801-67757
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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