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AS

Albert A. Sturdivant

Some features on this profile are disabled
CRD#: 1702262
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Albert Anzael Sturdivant, who also goes by Albert Anzeal Sturdivant, was a registered financial professional .

Albert is a previously registered financial professional and started their career in finance in 1987. Albert had worked at 4 firms and has passed the Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Albert Anzeal Sturdivant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 25, 2021 - August 29, 2023

LEGACY INVESTMENT ADVISORS, LLC

RIA
CRD#: 144477
MT. LAUREL, NJ
Past

February 2, 2016 - December 4, 2017

ATLANTIC EQUITY RESEARCH, LLC

RIA
CRD#: 153116
MT. LAUREL, NJ
Past

January 26, 2016 - December 31, 2020

LEGACY INVESTMENT ADVISORS, LLC

RIA
CRD#: 144477
MT. LAUREL, NJ
Past

June 3, 2015 - December 31, 2015

ATLANTIC EQUITY RESEARCH, LLC

RIA
CRD#: 153116
MT. LAUREL, NJ
Past

June 21, 2011 - December 31, 2015

LEGACY INVESTMENT ADVISORS, LLC

RIA
CRD#: 144477
MT. LAUREL, NJ
Past

July 16, 2007 - December 31, 2008

LEGACY INVESTMENT ADVISORS, LLC

RIA
CRD#: 144477
VOORHEES, NJ
Past

October 3, 1989 - August 29, 2023

STURDIVANT & CO. INC

BD
CRD#: 24583
MT. LAUREL, NJ
Past

September 2, 1987 - February 21, 1989

GRIGSBY & ASSOCIATES, INC.

BD
CRD#: 13364

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/9/1990
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/6/1989
General Securities Principal Examination

Current Firm

LI
LEGACY INVESTMENT ADVISORS, LLC
LEGACY INVESTMENT ADVISORS, LLC

CRD#: 144477 / SEC#:

Delaware
Registered Investment Advisory firm - (6/8/2023 Approved)
New Jersey
Registered Investment Advisory firm - (1/25/2021 Approved)
Pennsylvania
Registered Investment Advisory firm - (2/25/2021 Approved)
Texas
Registered Investment Advisory firm - (9/8/2023 Conditional Restricted)
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Contact information

Main Address
603 Sheppard Road, Voorhees, NJ 08043
Mailing Address
Phone number
(856) 751-7909
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts79
AUM (Assets Under Management)$ 27,008,703

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY INVESTMENT ADVISORS, LLC

CRD#: 144477

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