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Cynthia Torchio

SEAPORT SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 1702085
CT

Professional summary


Cynthia Torchio, who also goes by Cynthia Digiulio, is a registered financial professional currently at SEAPORT SECURITIES CORP. located in New York, New York.

Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2014. Cynthia has worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 99 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cynthia Digiulio

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Cynthia Torchio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 2, 2024 - Present

SEAPORT SECURITIES CORP.

Office #1: 60 Broad Street, New York, NY 10004
BD
CRD#: 8330
NEW YORK, NY
Past

June 22, 2023 - August 17, 2023

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
RED BANK, NJ
Past

April 13, 2022 - June 10, 2023

MONMOUTH CAPITAL MANAGEMENT LLC

BD
CRD#: 290248
POINT PLEASANT BEACH, NJ
Past

July 2, 2021 - July 8, 2021

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
NEW YORK, NY
Past

April 7, 2021 - May 28, 2021

MONMOUTH CAPITAL MANAGEMENT LLC

BD
CRD#: 290248
POINT PLEASANT BEACH, NJ
Past

September 24, 2020 - March 24, 2021

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
RED BANK, NJ
Past

August 26, 2019 - April 2, 2020

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

December 11, 2015 - August 29, 2019

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
STATEN ISLAND, NY
Past

January 24, 2014 - March 31, 2015

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
MELVILLE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/31/2025)
RR
California
(3/31/2025)
RR
Colorado
(3/31/2025)
RR
Connecticut
(3/31/2025)
RR
Florida
(3/31/2025)
RR
Maryland
(3/31/2025)
RR
Massachusetts
(3/31/2025)
RR
New Jersey
(3/31/2025)
RR
New York
(3/31/2025)
RR
North Carolina
(3/31/2025)
RR
Ohio
(4/1/2025)
RR
Pennsylvania
(3/31/2025)
RR
Texas
(3/31/2025)
RR
Virginia
(3/31/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 10/11/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/26/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99
Date: 1/24/2014
Operations Professional Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


SS
SEAPORT SECURITIES CORP.
SEAPORT SECURITIES CORP.

CRD#: 8330 / SEC#: , 8-24971

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
60 Broad Street, New York, NY 10004
Mailing Address
60 Broad Street, New York, NY 10004
Phone number
(212) 482-8689
Established
New York since 03/06/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WEISBERG, THEODORE PAULPRESIDENT1485848
WEISBERG, THEODORE PAULCFO/PFO
ZOLDAN, DEBBIE SUECHIEF COMPLIANCE OFFICER AND POO

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEAPORT SECURITIES CORP.

CRD#: 8330New York, NY 10004

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