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KS

Keith L. Sprauer

KINTRA WEALTH
Warren, NJ 07059
Some features on this profile are disabled
CRD#: 1701965
KS

Professional summary

Keith Louis Sprauer is a registered financial advisor currently at KINTRA WEALTH, LLC located in Warren, New Jersey.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Keith has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Louis Sprauer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2026 - Present

KINTRA WEALTH, LLC

Office #1: 28 Mountain Blvd, Warren, NJ 07059
RIA
CRD#: 299407
Warren, NJ
Past

September 23, 2025 - April 16, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
WARREN, NJ
Past

September 23, 2025 - April 16, 2026

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WARREN, NJ
Past

November 9, 2021 - August 20, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Lewisville, TX
Past

November 9, 2021 - August 20, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Lewisville, TX
Past

May 27, 2021 - June 30, 2021

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

September 21, 2018 - May 19, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
BRIDGEWATER, NJ
Past

August 7, 2018 - May 19, 2021

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
BRIDGEWATER, NJ
Past

August 15, 1996 - July 30, 1999

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

November 15, 1995 - August 27, 1996

GMS GROUP

BD
CRD#: 8000
EAST HANOVER, NJ
Past

January 11, 1994 - November 29, 1994

REINOSO & COMPANY, INCORPORATED

BD
CRD#: 17301
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINTRA WEALTH, LLC
EVERGREEN EXITS | KINTRA WEALTH, LLC | EVERGREEN WEALTH SOLUTIONS, LLC | EVERGREEN WEALTH SOLUTIONS | EVERGREEN INSTITUTIONAL

CRD#: 299407 / SEC#: 801-114485

RIA
Registered Investment Advisory firm - (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(4/21/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/17/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/14/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 12/19/1997
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/28/1998
Municipal Securities Principal Examination

Current Firm

KW
KINTRA WEALTH, LLC
EVERGREEN EXITS | KINTRA WEALTH, LLC | EVERGREEN WEALTH SOLUTIONS, LLC | EVERGREEN WEALTH SOLUTIONS | EVERGREEN INSTITUTIONAL

CRD#: 299407 / SEC#: 801-114485

RIA
Registered Investment Advisory firm - (1/28/2019 Approved)
PREMIUM
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Contact information

Main Address
1000 Commerce Park Drive Suite 416, Williamsport, PA 17701
Mailing Address
Phone number
(570) 601-6960
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026 KINTRA FORM ADV PART 2A V1 (2/12/2026)

Regulatory assets under management

Total Number of Accounts1,424
AUM (Assets Under Management)$ 460,941,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KINTRA WEALTH, LLC

CRD#: 299407Warren, NJ 07059

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