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Sid Ira Bakst

CRD# 1701876·Registered 1987 - 2024
Previously Registered: Being a previously registered professional could mean that Sid is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sid Ira Bakst, who also goes by Sid Bakst, Sidney Bakst, was a registered financial advisor. Sid was a previously registered financial professional and started their career in finance 1987 - 2024. Sid had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sid Bakst, Sidney Bakst

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

Past

SEELAUS ASSET MANAGEMENT, LLCPast·CRD# 149582
RIA
Chatham, NJ
April 1, 2021 - July 1, 2024
R. SEELAUS & CO., LLCPast·CRD# 14974
BD
Chatham, NJ
March 6, 2017 - July 1, 2024
OPPENHEIMER & CO. INC.Past·CRD# 249
RIA
Florham Park, NJ
September 9, 2015 - March 13, 2017
OPPENHEIMER & CO. INC.Past·CRD# 249
BD
Florham Park, NJ
September 9, 2015 - March 13, 2017
JANNEY MONTGOMERY SCOTT LLCPast·CRD# 463
RIA
Red Bank, NJ
July 16, 2013 - September 11, 2015
JANNEY MONTGOMERY SCOTT LLCPast·CRD# 463
BD
Red Bank, NJ
April 2, 2013 - September 11, 2015
VIRTU AMERICAS LLCPast·CRD# 149823
BD
Jersey City, NJ
July 2, 2012 - April 8, 2013
KNIGHT CAPITAL AMERICAS, L.P.Past·CRD# 38599
BD
Jersey City, NJ
January 3, 2011 - July 2, 2012
KNIGHT LIBERTAS LLCPast·CRD# 124790
BD
Jersey City, NJ
August 18, 2008 - January 3, 2011
BOSTON PARTNERS SECURITIES, L.L.C.Past·CRD# 2998
BD
New York, NY
May 30, 2007 - May 30, 2008
BOSTON PARTNERS SECURITIES, L.L.C.Past·CRD# 2998
BD
Boston, MA
May 10, 1995 - June 28, 2005
NYLIFE DISTRIBUTORS LLCPast·CRD# 35350
BD
Jersey City, NJ
January 1, 1994 - April 6, 1995
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
New York, NY
September 12, 1989 - January 1, 1994
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
August 18, 1987 - August 22, 1989

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Current Firm

SA
SEELAUS ASSET MANAGEMENT, LLC

GRANITE SPRINGS ASSET MANAGEMENT, LLC | SUNNYMEATH ASSET MANAGEMENT, INC | SEELAUS ASSET MANAGEMENT, LLC | NAME 806

CRD#: 149582 / SEC#: 801-77641
RIA
Registered Investment Advisory firm - SEC (2/15/2013 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (3/28/2013 Terminated)
New York
Registered Investment Advisory firm - New York (3/28/2013 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (3/28/2013 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

26 Main Street Suite 304, Chatham, NJ 07928

Phone Number

(212) 935-0755

# of Employees

29

SEC notice filing (11 States and Territories)

Registered to provide investment advisory services in 11 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEELAUS ASSET MANAGEMENT , LLC FORM ADV PART 2 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

502

AUM (Assets Under Management)

$1,704,252,230

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SEELAUS ASSET MANAGEMENT, LLC

GRANITE SPRINGS ASSET MANAGEMENT, LLC | SUNNYMEATH ASSET MANAGEMENT, INC | SEELAUS ASSET MANAGEMENT, LLC | NAME 806

CRD#: 149582 / SEC#: 801-77641
RIA
Registered Investment Advisory firm - SEC (2/15/2013 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (3/28/2013 Terminated)
New York
Registered Investment Advisory firm - New York (3/28/2013 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (3/28/2013 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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