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ML

Michael H. Lehmann

LASALLE ST SECURITIES, L.L.C.
Champaign, IL 61820
Some features on this profile are disabled
CRD#: 1701768
ML

Professional summary

Michael Hans Lehmann is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Champaign, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Hans Lehmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2017 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 1605 S State St Suite 102, Champaign, IL 61820
BD
CRD#: 7191
Champaign, IL
Past

January 5, 2004 - July 12, 2017

SECURITIES AMERICA, INC.

BD
CRD#: 10205
CHAMPAIGN, IL
Past

August 21, 1987 - February 2, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/7/2017)
RR
Arkansas
(7/13/2018)
RR
California
(7/7/2017)
RR
Colorado
(9/21/2021)
RR
Florida
(7/7/2017)
RR
Georgia
(7/7/2017)
RR
Hawaii
(6/24/2022)
RR
Idaho
(1/17/2018)
RR
Illinois
(7/6/2017)
RR
Indiana
(7/7/2017)
RR
Iowa
(7/7/2017)
RR
Massachusetts
(4/16/2025)
RR
Michigan
(9/20/2023)
RR
Minnesota
(7/7/2017)
RR
Missouri
(7/7/2017)
RR
New York
(7/7/2017)
RR
Ohio
(1/7/2022)
RR
Oklahoma
(5/24/2021)
RR
Tennessee
(9/20/2022)
RR
Texas
(7/7/2017)
RR
Utah
(8/22/2017)
RR
Virginia
(7/7/2017)
RR
Washington
(7/7/2017)
RR
Wisconsin
(7/7/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 10/18/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/7/1987
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LASALLE ST SECURITIES, L.L.C.
LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Phone number
(630) 600-0500
Established
Delaware since 04/23/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

Disclosures

Regulatory Event15
Arbitration4
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191Champaign, IL 61820

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