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RG

Richard B. Graham

LIFECARE RETIREMENT SOLUTIONS
New Castle, IN
Some features on this profile are disabled
CRD#: 1701736
RG

Professional summary

Richard Bruce Graham, CFP®, who also goes by Richard B Graham, Rick Graham, is a registered financial advisor currently at LIFECARE RETIREMENT SOLUTIONS INC. located in New Castle, Indiana.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Richard B Graham | Rick Graham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REDCLAW CRAYFISH USA, LLC WHICH IS A CRAYFISH HATCHERY PRODUCING PRODUCT FOR THE RESTAURANT INDUSTRY. GRAHAMLAND, LLC FOR WHICH I AM THE ONLY MEMBER, RECEIVES RENTAL INCOME FROM REDCLAW HATCHERY USA, LLC AS ITS LANDLORD. I DEVOTE 30 HOURS PER WEEK TO RECLAW CRAYFISH USA, LLC. 2)Asea - 4162 E County Road 550 N, New Castle, IN 47362 - Independent Consultant - Network Marketing - Start Date: 1998 - 2 hrs/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Bruce Graham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1997

Experience

Current

January 5, 2018 - Present

LIFECARE RETIREMENT SOLUTIONS INC.

RIA
CRD#: 291165
New Castle, IN
Past

April 10, 2017 - December 31, 2017

GRADIENT ADVISORS, LLC

RIA
CRD#: 152665
New Castle, IN
Past

October 5, 2010 - March 1, 2017

VANTAGE ADVISORS, LLC

RIA
CRD#: 126844
New Castle, IN
Past

February 21, 1991 - September 24, 1991

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
Past

July 27, 1987 - December 31, 1988

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/5/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/19/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/4/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 7/24/1987
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LR
LIFECARE RETIREMENT SOLUTIONS INC.
LIFECARE RETIREMENT SOLUTIONS INC.

CRD#: 291165 / SEC#:

Indiana
Registered Investment Advisory firm - (1/5/2018 Approved)
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Contact information

Main Address
New Castle, IN
Mailing Address
Phone number
(317) 669-1400
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFECARE RETIREMENT SOLUTIONS INC.

CRD#: 291165New Castle, IN

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