Richard B. Graham
Professional summary
Richard Bruce Graham, CFP®, who also goes by Richard B Graham, Rick Graham, is a registered financial advisor currently at LIFECARE RETIREMENT SOLUTIONS INC. located in New Castle, Indiana.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Bruce Graham's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
January 5, 2018 - Present
LIFECARE RETIREMENT SOLUTIONS INC.
April 10, 2017 - December 31, 2017
GRADIENT ADVISORS, LLC
October 5, 2010 - March 1, 2017
VANTAGE ADVISORS, LLC
February 21, 1991 - September 24, 1991
WOODBURY FINANCIAL SERVICES, INC.
July 27, 1987 - December 31, 1988
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2018)
Exams
Current Firm
LIFECARE RETIREMENT SOLUTIONS INC.
CRD#: 291165 / SEC#:
Contact information
Red Flags
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