John T. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Troy Ford was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2020 - November 20, 2020
FNEX CAPITAL, LLC
December 23, 2010 - July 25, 2019
FRANKLIN DISTRIBUTORS, LLC
May 23, 2002 - July 25, 2019
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
May 5, 1999 - April 5, 2002
LEGG MASON WOOD WALKER, INCORPORATED
July 22, 1996 - June 9, 1997
MONTGOMERY SECURITIES
March 17, 1994 - June 10, 1996
PACIFIC SELECT DISTRIBUTORS, LLC
October 18, 1990 - December 6, 1993
NYLIFE SECURITIES LLC
September 22, 1987 - December 31, 1988
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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