Carol L. Kosnik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Lynn Kosnik, who also goes by Carol Lynn Prentke, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 1987. Carol had worked at 6 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2009 - April 9, 2010
QA3 FINANCIAL CORP.
May 23, 2003 - December 31, 2007
VSR FINANCIAL SERVICES, INC.
October 1, 1997 - December 6, 2002
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 5, 1992 - September 4, 1997
MARINER FINANCIAL SERVICES, INC.
February 27, 1989 - December 19, 1990
FUNDING CAPITAL INC.
September 23, 1987 - October 11, 1991
HALL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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