Raymond D. Kojetin
Professional summary
Raymond Dean Kojetin, who also goes by Ray Kojetin, is a registered financial professional currently at NORTHWEST INVESTMENT ADVISORS, INC. located in Spokane, Washington.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1987. Raymond has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Dean Kojetin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
Office #1: 9 S Washington St Ste 210, Spokane, WA 99201Office #2: 9 S Washington St Ste 210, Spokane, WA 99201March 7, 2007 - December 31, 2011
CAPITAL FINANCIAL SERVICES, INC.
November 6, 2006 - March 7, 2007
UNITED HERITAGE FINANCIAL SERVICES, INC.
June 26, 2000 - November 7, 2006
1717 CAPITAL MANAGEMENT COMPANY
January 8, 1999 - May 17, 2000
THE O.N. EQUITY SALES COMPANY
August 31, 1987 - July 22, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2018)
(10/7/2020)
(1/3/2012)
(1/25/2024)
(7/18/2013)
Exams
FINRA
Current Firm
NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737 / SEC#: , 8-65282
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUBB, SEAN MICHAEL | PRESIDENT/SECRETARY/CCO/CFO | 4110305 |
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 35,259,644 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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