Kenneth Alleavitch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Alleavitch, who also goes by Kenneth W Alleavitch, Kenneth Werner Alleavitch, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1999. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 6TO, SIE, Series 3, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2024 - July 6, 2026
ALIGHT FINANCIAL SOLUTIONS, LLC
May 13, 2022 - January 18, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 5, 2004 - December 8, 2004
BANC ONE SECURITIES CORPORATION
November 5, 2004 - December 8, 2004
BANC ONE SECURITIES CORPORATION
December 4, 2003 - August 5, 2004
GREAT POINT CAPITAL LLC
August 7, 2003 - November 25, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
June 30, 2003 - November 25, 2003
IDS LIFE INSURANCE COMPANY
June 30, 2003 - November 25, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 20, 1999 - June 12, 2000
NEWEDGE FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/20/2023
General Securities Representative ExaminationSeries 6TO
Date: 5/13/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 12/11/2003
Limited Representative-Equity Trader ExamCurrent Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
