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RS

Robert E. Shor

BG WORLDWIDE SECURITIES
Westlake Village, CA 91362
Some features on this profile are disabled
CRD#: 1701164
RS

Professional summary

Robert Edward Shor, who also goes by Rob Shor, Robert E Shor, is a registered financial professional currently at BG WORLDWIDE SECURITIES, INC. located in Westlake Village, California.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Shor | Robert E Shor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Edward Shor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2002 - Present

BG WORLDWIDE SECURITIES, INC.

Office #1: 340 North Westlake Blvd. Suite 160, Westlake Village, CA 91362
BD
CRD#: 121735
Westlake Village, CA
Past

October 28, 1997 - December 31, 2003

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

April 13, 1993 - September 23, 1997

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

February 25, 1991 - May 28, 1991

TBG FINANCIAL

BD
CRD#: 26984
LOS ANGELES, CA
Past

December 5, 1989 - August 5, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

December 5, 1989 - August 5, 1992

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

August 9, 1988 - December 18, 1989

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

October 22, 1987 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 2682
Past

October 22, 1987 - September 20, 1988

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/6/2002)
RR
Colorado
(8/20/2003)
RR
Maine
(5/13/2021)
RR
Michigan
(9/13/2022)
RR
Texas
(3/12/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 11/2/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 10/1/2004
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 6
Date: 10/21/1987
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/24/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/18/2002
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BW
BG WORLDWIDE SECURITIES, INC.
BG WORLDWIDE SECURITIES, INC. | BGI SECURITIES CORPORATION

CRD#: 121735 / SEC#: , 8-65440

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362
Mailing Address
340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362
Phone number
(310) 551-2800
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BENEFITS GROUP WORLDWIDE, INC.OWNER
ONESTO, RICHARD ERNESTPFO, POO, FINOP2453096
SHOR, ROBERT EDWARDPRESIDENT, CCO1701164
SHOR, ROBERT EDWARDPRINCIPAL OPERATING OFFICER1701164
SWEENEY, BRIAN PATRICKPRINCIPAL4174087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BG WORLDWIDE SECURITIES, INC.

CRD#: 121735Westlake Village, CA 91362

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