John P. Baldwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Baldwin, who also goes by Jack Baldwin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2001 - January 2, 2026
LORD, ABBETT & CO. LLC
August 9, 2000 - January 2, 2026
LORD ABBETT DISTRIBUTOR LLC
July 28, 1999 - August 1, 2000
ICAP SECURITIES USA LLC
November 30, 1995 - April 27, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
July 25, 1987 - November 20, 1995
DEALERWEB LLC
Primary Firm SEC Registration
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,798 |
| AUM (Assets Under Management) | $ 270,386,783,963 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
