JB
John P. Baldwin
LORD, ABBETT & CO. LLC
JERSEY CITY, NJ 07302-4804
Some features on this profile are disabled
CRD#: 1701041
JB
Professional summary
John Patrick Baldwin, who also goes by Jack Baldwin, is a registered financial advisor currently at LORD, ABBETT & CO. LLC located in Jersey City, New Jersey and LORD ABBETT DISTRIBUTOR LLC located in Jersey City, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Baldwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2001 - Present
LORD, ABBETT & CO. LLC
Office #1: 30 Hudson Street, Jersey City, NJ 07302-4804RIA
CRD#: 110391
JERSEY CITY, NJ
Current
August 9, 2000 - Present
LORD ABBETT DISTRIBUTOR LLC
Office #1: 30 Hudson Street, Jersey City, NJ 07302BD
CRD#: 530
JERSEY CITY, NJ
Past
July 28, 1999 - August 1, 2000
ICAP SECURITIES USA LLC
BD
CRD#: 19739
NEW YORK, NY
Past
November 30, 1995 - April 27, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
BD
CRD#: 19710
NEW YORK, NY
Past
July 25, 1987 - November 20, 1995
DEALERWEB LLC
BD
CRD#: 19662
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LORD, ABBETT & CO. LLC
LORD ABBETT & CO. LLC | LORD, ABBETT & CO. LLC | LORD, ABBETT & CO.
CRD#: 110391 / SEC#: 801-6997
RIA
Registered Investment Advisory firm - (11/7/1970 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/14/2005)
RR
Alaska(12/14/2005)
RR
Arizona(12/14/2005)
RR
Arkansas(12/14/2005)
RR
California(12/14/2005)
RR
Colorado(12/14/2005)
RR
Connecticut(12/14/2005)
RR
Delaware(12/14/2005)
RR
District of Columbia(12/14/2005)
RR
Florida(12/14/2005)
RR
Georgia(12/14/2005)
RR
Hawaii(12/14/2005)
RR
Idaho(12/14/2005)
RR
Illinois(12/14/2005)
RR
Indiana(12/14/2005)
RR
Iowa(12/14/2005)
RR
Kansas(12/14/2005)
RR
Kentucky(12/14/2005)
RR
Louisiana(12/14/2005)
RR
Maine(12/14/2005)
RR
Maryland(12/14/2005)
RR
Massachusetts(12/14/2005)
RR
Michigan(2/11/2005)
RR
Minnesota(12/14/2005)
RR
Mississippi(12/14/2005)
RR
Missouri(12/14/2005)
RR
Montana(12/14/2005)
RR
Nebraska(12/14/2005)
RR
Nevada(12/14/2005)
RR
New Hampshire(12/14/2005)
RR
New Jersey(8/9/2000)
IAR
New Jersey(1/5/2006)
RR
New Mexico(12/14/2005)
RR
New York(10/23/2000)
RR
North Carolina(12/14/2005)
RR
North Dakota(12/14/2005)
RR
Ohio(12/15/2005)
RR
Oklahoma(12/14/2005)
RR
Oregon(12/14/2005)
RR
Pennsylvania(12/14/2005)
RR
Puerto Rico(12/14/2005)
RR
Rhode Island(12/14/2005)
RR
South Carolina(12/14/2005)
RR
South Dakota(12/14/2005)
RR
Texas(12/14/2005)
RR
Utah(12/14/2005)
RR
Vermont(12/14/2005)
RR
Virginia(12/14/2005)
RR
Washington(12/14/2005)
RR
West Virginia(12/14/2005)
RR
Wisconsin(10/23/2000)
RR
Wyoming(12/14/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LORD, ABBETT & CO. LLC
LORD ABBETT & CO. LLC | LORD, ABBETT & CO. LLC | LORD, ABBETT & CO.
CRD#: 110391 / SEC#: 801-6997
RIA
Registered Investment Advisory firm - (11/7/1970 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
30 Hudson Street, Jersey City, NJ 07302-4804
Mailing Address
Phone number
(201) 827-2000
Established
Firm type
Fiscal year end
# of Employees
789
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 30,191 |
| AUM (Assets Under Management) | $ 238,757,080,041 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
