Gary T. Hughes
Professional summary
Gary Thomas Hughes, who also goes by Gary Hughes, is a registered financial advisor currently at HUGHES WEALTH MANAGEMENT INCORPORATED located in Hermosa Beach, California.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gary has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary Thomas Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
HUGHES WEALTH MANAGEMENT INCORPORATED
July 1, 2013 - July 6, 2022
CONCORDE ASSET MANAGEMENT, LLC
June 12, 2013 - July 6, 2022
CONCORDE INVESTMENT SERVICES, LLC
April 26, 2011 - July 10, 2013
ARQUE CAPITAL, LTD.
June 22, 2010 - July 10, 2013
ARQUE CAPITAL, LTD.
May 13, 2010 - November 15, 2010
ARQUE CAPITAL, LTD.
September 10, 2008 - November 10, 2009
QUESTAR CAPITAL CORPORATION
September 2, 2008 - November 10, 2009
QUESTAR ASSET MANAGEMENT, INC.
March 20, 2007 - September 5, 2008
PENSION PLANNERS SECURITIES, INC.
March 6, 2007 - September 5, 2008
PENSION PLANNERS SECURITIES, INC.
February 7, 2004 - December 8, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2004 - December 8, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 2002 - October 6, 2003
U.S. BANCORP ADVISORS, LLC
February 12, 2002 - October 6, 2003
U.S. BANCORP ADVISORS, LLC
March 12, 1998 - April 7, 1998
METROPOLITAN LIFE INSURANCE COMPANY
March 12, 1998 - April 7, 1998
MSI FINANCIAL SERVICES, INC.
November 5, 1996 - June 27, 1997
MORGAN STANLEY DW INC.
January 20, 1996 - October 25, 1996
MOMENTUM INDEPENDENT NETWORK INC.
September 28, 1995 - January 1, 1996
UNITED PACIFIC SECURITIES, INC.
July 18, 1994 - September 7, 1995
BA INVESTMENT SERVICES, INC.
December 23, 1987 - July 25, 1994
MORGAN STANLEY DW INC.
October 16, 1987 - November 30, 1987
YAEGER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/10/2022)
Exams
Current Firm
HUGHES WEALTH MANAGEMENT INCORPORATED
CRD#: 321954 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 5,700,000 |
Red Flags
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