Peter G. Haag

HAAG FINANCIAL CONSULTING

Chicago, IL 60657

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CRD#: 1700768

Professional summary

Peter Gustav Haag, CFP® is a registered financial advisor currently at HAAG FINANCIAL CONSULTING located in Chicago, Illinois.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Peter has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Gustav Haag's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 2, 2008 - Present

HAAG FINANCIAL CONSULTING

Office #1: 446 West Aldine, Suite 3w, Chicago, IL 60657

RIA

CRD#: 144702

Chicago, IL

Past

January 4, 2005 - June 11, 2007

MENTOR CAPITAL MANAGEMENT INC.

RIA

CRD#: 123176

ELMHURST, IL

Past

February 1, 1995 - August 1, 2001

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

May 18, 1988 - February 1, 1995

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/2/2008)

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Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

Current Firm

HAAG FINANCIAL CONSULTING

HAAG FINANCIAL CONSULTING | PETER GUSTAV HAAG | PETER G. HAAG

CRD#: 144702 / SEC#:

Illinois

Registered Investment Advisory firm - (1/2/2008 Approved)

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Contact information

Main Address

446 West Aldine, Suite 3w, Chicago, IL 60657

Mailing Address

Phone number

(773) 477-7835

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 10,000,000

Red Flags

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Peter G. Haag

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Gustav Haag's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAAG FINANCIAL CONSULTING

MENTOR CAPITAL MANAGEMENT INC.

DWS DISTRIBUTORS, INC.

KEMPER FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2005

Series 7

Date: 4/16/1988

Current Firm

HAAG FINANCIAL CONSULTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAAG FINANCIAL CONSULTING

TRUST BUT VERIFY

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