John M. O'brien
Professional summary
John Mathew O'brien, CFP®, who also goes by John Mathew Obrien, is a registered financial advisor currently at O'BRIEN CAPITAL MANAGEMENT, INC. located in Nyack, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. John has worked at 3 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Mathew O'brien's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
March 29, 2021 - Present
O'BRIEN CAPITAL MANAGEMENT, INC.
Office #1: 48 Burd Street Ste. 209, Nyack, NY 10960April 8, 1992 - March 12, 1999
CHARLES SCHWAB & CO., INC.
March 20, 1990 - October 28, 1991
SBC WARBURG, INC.
Primary Firm SEC Registration
O'BRIEN CAPITAL MANAGEMENT, INC.
CRD#: 136100 / SEC#: 801-120981
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/29/2021)
(3/21/2023)
Exams
Series 8
Date: 11/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
O'BRIEN CAPITAL MANAGEMENT, INC.
CRD#: 136100 / SEC#: 801-120981
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 37,187,838 |
Red Flags
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