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Apryl A. Thompson

ALTEGRIS ADVISORS
SAN JUAN CAPISTRANO, CA 92675
Some features on this profile are disabled
CRD#: 1700640
AT

Professional summary


Apryl Alynn Thompson, who also goes by Apryl Alynn Astle, Apryl Orszag, Apryl A Oyler, Apryl Alynn Oyler, is a registered financial advisor currently at ALTEGRIS ADVISORS, LLC located in San Juan Capistrano, California and INVESTMENT VISA CONSULTANTS, LLC located in Lake Oswego, Oregon.

Apryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Apryl has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 28, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Apryl Alynn Astle | Apryl Orszag | Apryl A Oyler | Apryl Alynn Oyler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Employed by Core Compliance as a compliance consultant & Compliance consultant for Altegris Advisors

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Apryl Alynn Thompson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 4, 2018 - Present

ALTEGRIS ADVISORS, LLC

Office #1: 31103 Rancho Viejo Road Suite D3-312, San Juan Capistrano, CA 92675
RIA
CRD#: 154003
SAN JUAN CAPISTRANO, CA
Current

December 5, 2023 - Present

INVESTMENT VISA CONSULTANTS, LLC

Office #1: 2679 Glen Eagles Rd, Lake Oswego, OR 97034
BD
CRD#: 169254
Lake Oswego, OR
Past

January 12, 2009 - November 3, 2023

ALPHAMAX DISTRIBUTORS, L.L.C.

BD
CRD#: 8258
LA JOLLA, CA
Past

October 5, 2006 - June 2, 2009

SALT CREEK SECURITIES, LLC

BD
CRD#: 114137
LAGUNA BEACH, CA
Past

June 8, 2006 - January 3, 2007

CANTERBURY CONSULTING INCORPORATED

BD
CRD#: 22875
NEWPORT BEACH, CA
Past

April 4, 2005 - March 30, 2006

BEDROCK SECURITIES, LLC

BD
CRD#: 133253
NEWPORT BEACH, CA
Past

July 24, 2003 - January 15, 2004

CENTAURUS FINANCIAL, INC.

BD
CRD#: 30833
ANAHEIM, CA
Past

April 19, 2000 - November 6, 2002

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
ORANGE, CA
Past

April 30, 1998 - March 21, 2000

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

June 30, 1994 - April 20, 1998

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

May 28, 1991 - November 23, 1993

HUNTINGTON INVESTMENTS, INC.

BD
CRD#: 13897

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALTEGRIS ADVISORS, LLC
ALTEGRIS ADVISORS, LLC

CRD#: 154003 / SEC#: 801-71496

RIA
Registered Investment Advisory firm - (6/9/2010 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(6/4/2018)
RR
California
(12/5/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/1/2018
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 12/5/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 1/24/2005
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AA
ALTEGRIS ADVISORS, LLC
ALTEGRIS ADVISORS, LLC

CRD#: 154003 / SEC#: 801-71496

RIA
Registered Investment Advisory firm - (6/9/2010 Approved)
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Contact information


Main Address
31103 Rancho Viejo Road Suite D3-312, San Juan Capistrano, CA 92675
Mailing Address
Phone number
(858) 459-7040
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)


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Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts2
AUM (Assets Under Management)$ 149,598,976

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTEGRIS ADVISORS, LLC

CRD#: 154003San Juan Capistrano, CA 92675

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