Kristi Rojohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristi Rojohn, who also goes by Kristi Anderson, Kristi Schmied, was a registered financial professional .
Kristi is a previously registered financial professional and started their career in finance in 1988. Kristi had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - October 1, 2003
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
January 25, 1991 - April 13, 2015
FBL MARKETING SERVICES, LLC
August 8, 1990 - October 1, 2003
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
January 20, 1988 - April 25, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
CRD#: 5308 / SEC#: 801-7655, 8-15854
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL SERVICES, INC. | OWNER | |
| BRANNEN, JAMES PATRICK | CFO & DIRECTOR | 2746986 |
| COOMBS, SUSAN MARIE | MUTUAL FUND ACCOUNTING DIRECTOR | 3181559 |
| MARKER, DENNIS MICHAEL | PRESIDENT & DIRECTOR | 872474 |
| MORAIN, STEPHEN M | SENIOR VP, GENERAL COUNSEL & DIRECTOR | 1033225 |
| NOYCE, JAMES WILLIAM | VICE PRESIDENT, TREASURER & DIRECTOR | 2152118 |
| ODDY, WILLIAM JOSEPH | CEO & DIRECTOR | 350982 |
| PAULE, JOHN M | CMO & DIRECTOR | 3000719 |
| ROJOHN, KRISTI | INVESTMENT COMPLIANCE VP, SECY | 1700348 |
| RUMELHART, JOANN WESLIE | EXECUTIVE VP & DIRECTOR | 2145908 |
| SANDBURG, LOUANN GERHARD | VP - INVESTMENTS, ASST TREAS & DIRECTOR | 727918 |
| WILSON, LYNN ELDEN | VP & DIRECTOR | 2636153 |
Red Flags
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