Timothy Treble
Professional summary
Timothy Treble, who also goes by Tim Treble, Tmothy Treble, is a registered financial professional currently at IDB CAPITAL CORP. located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1987. Timothy has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Treble's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2022 - Present
IDB CAPITAL CORP.
Office #1: 1114 Avenue Of The Americas, New York, NY 10036October 2, 2019 - April 19, 2022
AEGIS CAPITAL CORP.
November 13, 2014 - September 3, 2019
J.P. MORGAN SECURITIES LLC
July 21, 2014 - August 28, 2014
NATIONAL SECURITIES CORPORATION
June 14, 2012 - November 26, 2012
CAPITAL ONE SECURITIES, INC.
February 3, 2010 - July 6, 2010
CHEVY CHASE FINANCIAL SERVICES
September 19, 2001 - March 11, 2014
CAPITAL ONE INVESTMENT SERVICES LLC
September 22, 1998 - August 20, 2001
ESSEX NATIONAL SECURITIES, LLC
April 10, 1996 - September 23, 1998
INVEST FINANCIAL CORPORATION
May 26, 1993 - December 31, 1994
MARKETING ONE SECURITIES, INC.
September 15, 1992 - April 7, 1993
EQUITABLE DISTRIBUTORS, LLC
February 11, 1988 - March 13, 1992
EQUITABLE ADVISORS, LLC
February 11, 1988 - November 16, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 14, 1987 - January 25, 1988
FUNDAMENTAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2022)
(5/5/2022)
(5/4/2022)
Exams
FINRA
Current Firm
IDB CAPITAL CORP.
CRD#: 106032 / SEC#: , 8-53000
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| SAVIO, KENNETH JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 1428851 |
| SAVIO, KENNETH JOSEPH | INTERIM CHAIRMAN OF THE BOARD | 1428851 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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