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Daniel Clifton Dooley

MIAI
Dallas, TX
·CRD# 1699483·38 years experience

Professional Summary

Daniel Clifton Dooley, who also goes by Dan Dooley, Daniel C Dooley, is a registered financial advisor currently at MIAI, INC. located in Dallas, Texas and MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Daniel has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Dooley, Daniel C Dooley

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

MIAI, INC.·CRD# 111695
RIA
12222 Merit Dr Ste. 1800, Dallas, TX 75251
February 17, 2004 - Present
MAPLEWOOD INVESTMENTS, INC.·CRD# 103723
BD
1. 12222 Merit Dr Suite 1390, Dallas, TX 752512. Dallas, TX3. 12222 Merit Dr Suite 1390, Dallas, TX 75251
February 16, 2000 - Present
INTEGRATED ADVISORS NETWORK LLC·CRD# 171991
RIA
Dallas, TX
March 8, 2022 - November 30, 2022
MIAI, INC.·CRD# 111695
RIA
Dallas, TX
January 25, 2000 - December 31, 2002
VESTECH SECURITIES, INC.·CRD# 41409
BD
St. Louis, MO
October 21, 1996 - October 31, 2002
SECURITRADE CORPORATION·CRD# 35520
BD
Irving, TX
January 6, 1994 - March 25, 1994
WORLD CHOICE SECURITIES, INC.·CRD# 30933
BD
Columbus, OH
January 4, 1993 - December 2, 1996
GOODWIN SECURITIES, INC·CRD# 27523
BD
Albuquerque, NM
February 19, 1991 - August 29, 2016
DOVIAK SECURITIES, INC.·CRD# 22868
BD
September 25, 1989 - February 13, 1990
LOWELL & COMPANY, INC.·CRD# 24913
BD
Lubbock, TX
September 19, 1989 - January 29, 1991
MAY FINANCIAL CORPORATION·CRD# 3927
BD
Dallas, TX
September 20, 1988 - April 11, 2000

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Current Firm

MI
MIAI, INC.

EDWARD W. MURRAY | MIAI, INC. | MAPLEWOOD INVESTMENTS, INC. | GOODWIN SCHROEDER SECURITIES, INC. | FLEMING WATSON FINANCIAL SERVICES | FAIRFIELD INVESTMENT SERVICES | EMERALD FINANCIAL GROUP

CRD#: 111695 / SEC#: 801-61363
RIA
Registered Investment Advisory firm - SEC (8/2/2002 Approved)
Ohio
Registered Investment Advisory firm - Ohio (6/9/2004 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/12/2002 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (6/4/2004 Cancelled)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

12222 Merit Dr Suite 1390, Dallas, TX 75251

Phone Number

(214) 739-5677

# of Employees

4

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MIAI BROCHURE 12.02.2025 (12/2/2025)

Regulatory Assets Under Management

Total Number of Accounts

276

AUM (Assets Under Management)

$213,321,166

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Director of Blanche Stanley Foundation since 11/2013-spends less than 1% of time per month and assists in managing the assets of the foundation. Maplewood Investments, Inc. (BD) and MIAI, Inc. (RIA). Both businesses are investment-related. Both businesses are 12222 Merit Drive, Suite 1390, Dallas, TX 75251. Maplewood Investments, Inc began in 11/1999. I am the President, CEO, and a Registered Rep. 120 hours per month devoted to this business and 4-6 hours are devoted during trading hours. MIAI began in 8/2002. I am President of MIAI and an Investment Advisor Representative. 120 hours per month devoted to this business and 4-6 hours are devoted during trading hours. My duties are assisting client with investments. Integrated Advisors Network-Investment Related Advisory Firm 8117 Preston Road, Ste 300, Dallas, TX 75225 Began 2/2022 as an Independent Investment Advisor Representative. 40 hours per month devoted to this business and 1 hour is devoted during trading hours. The duties will include assisting clients with investments. As of 9/2022 closed relationship. No business occurred.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MIAI, INC.

EDWARD W. MURRAY | MIAI, INC. | MAPLEWOOD INVESTMENTS, INC. | GOODWIN SCHROEDER SECURITIES, INC. | FLEMING WATSON FINANCIAL SERVICES | FAIRFIELD INVESTMENT SERVICES | EMERALD FINANCIAL GROUP

CRD#: 111695 / SEC#: 801-61363
RIA
Registered Investment Advisory firm - SEC (8/2/2002 Approved)
Ohio
Registered Investment Advisory firm - Ohio (6/9/2004 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/12/2002 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (6/4/2004 Cancelled)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(11/18/2005)
RR
California
(3/9/2000)
RR
Colorado
(3/2/2000)
RR
Louisiana
(1/7/2004)
RR
New Mexico
(6/7/2000)
IAR
New Mexico
(2/17/2006)
RR
New York
(10/15/2004)
RR
North Carolina
(1/5/2004)
RR
Oklahoma
(3/15/2000)
RR
Tennessee
(1/3/2014)
RR
Texas
(1/25/2000)
IAR
Texas
(2/17/2004)
RR
Virginia
(4/12/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1988About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Sep 1988About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1999About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1998About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1989About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1988About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Clifton Dooley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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