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Robert Danna Murphy Jr

CRD# 1699473·Registered 1989 - 2004
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Danna Murphy JR, who also goes by Robert D Murphy, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1989 - 2004. Robert had worked at 3 firms and has passed the Series 63, Series 52 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert D Murphy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

MUNICIPAL ENERGY RESOURCES PARTNERS, LTD.·CRD# 114304
RIA
Houston, TX
August 26, 2003 - December 31, 2004
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
August 3, 1990 - June 20, 1996
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.·CRD# 414
BD
New Orleans, LA
May 26, 1989 - July 6, 1990

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1989About the Series 63 exam

Series 52 — Municipal Securities Representative Examination

Passed May 1989About the Series 52 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1989About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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