John W. Sinders
Professional summary
John Walter Sinders JR is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 7 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Walter Sinders JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155March 28, 2019 - December 14, 2022
FOUNDERS M&A ADVISORY, LLC
August 17, 2012 - July 3, 2013
D/B/A CLARKSONS PLATOU SECURITIES
November 30, 2001 - March 19, 2007
JEFFERIES LLC
February 5, 2001 - November 20, 2001
RBC CAPITAL MARKETS, LLC
September 23, 1999 - February 28, 2001
RBC CAPITAL MARKETS CORPORATION
February 1, 1993 - August 23, 1999
JEFFERIES LLC
June 20, 1989 - February 4, 1993
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2023)
(1/3/2023)
(1/9/2023)
(3/1/2023)
(1/9/2023)
(1/6/2023)
(1/8/2023)
(1/12/2023)
(1/5/2023)
(1/11/2023)
(1/4/2023)
(1/4/2023)
(1/3/2023)
Exams
Series 82TO
Date: 3/28/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 3/25/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FOCUS SECURITIES LLC
CRD#: 150589Gainesville, VA 20155TRUST BUT VERIFY
Monitor John Sinders
Get automatic monthly alerts on:
