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Gary William Dicenzo

CRD# 1699316·Registered 1988 - 2025
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary William Dicenzo, who also goes by Gary W Dicenzo, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1988 - 2025. Gary had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary W Dicenzo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

MATRIX 360 DISTRIBUTORS, LLC·CRD# 159715
BD
Fairway, KS
March 13, 2023 - April 7, 2025
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Leawood, KS
December 11, 2015 - December 31, 2019
COGNIOS CAPITAL, LLC·CRD# 148361
RIA
Leawood, KS
May 19, 2015 - June 5, 2020
ANDERSEN CAPITAL MANAGEMENT, LLC·CRD# 135243
RIA
Lake Forest, IL
February 21, 2013 - December 23, 2013
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
Garden City, NY
November 20, 2012 - January 2, 2014
DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
Kansas City, MO
January 26, 2010 - November 26, 2010
SCOUT INVESTMENTS, INC.·CRD# 111787
RIA
Kansas City, MO
June 8, 2009 - November 24, 2010
UMB FINANCIAL SERVICES, INC.·CRD# 17073
BD
Kansas City, MO
June 4, 2003 - February 18, 2010
DRIEHAUS SECURITIES LLC·CRD# 8197
BD
Chicago, IL
October 26, 1999 - November 21, 2002
SYMETRA SECURITIES, INC.·CRD# 739
BD
Bellevue, WA
October 7, 1998 - October 21, 1999
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
July 28, 1988 - December 2, 1997

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Current Firm

M3
MATRIX 360 DISTRIBUTORS, LLC

MATRIX 360 DISTRIBUTORS, LLC

CRD#: 159715 / SEC#: 8-69013
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205

Mailing Address

4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205

Phone Number

(816) 787-0728

Established

Delaware since 02/12/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MATRIX 360 HOLDINGS LLCSHAREHOLDER—
DEMARINO, ANTHONY VINCENTCHIEF EXECUTIVE OFFICER2354700
LINSCOTT, RANDALLSHAREHOLDER6428438
WILLIAMS, JOHN RAYCHIEF COMPLIANCE OFFICER1865081

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2009About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1988About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2007About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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