Jeffrey Thorp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thorp was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 6 firms and has passed the Series 63, Series 7, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1996 - July 31, 2000
SAZES SECURITIES LLC
October 17, 1994 - August 20, 1996
M. J. WHITMAN, INC.
May 31, 1994 - October 8, 1994
STROME SECURITIES, L.P.
June 6, 1991 - June 30, 1993
LIBRA INVESTMENTS, INC.
November 29, 1989 - September 7, 1990
TCW FUNDS DISTRIBUTORS LLC
September 22, 1987 - January 9, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SAZES SECURITIES LLC
CRD#: 35957 / SEC#: , 8-46936
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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