Clifford D. Ladner
Professional summary
Clifford Dewayne Ladner is a registered financial professional currently at CAPITAL INVESTMENT GROUP, INC. located in Rincon, Georgia.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1987. Clifford has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford Dewayne Ladner's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2018 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 5877 Hwy 21 South Suite B, Rincon, GA 31326August 27, 2012 - March 28, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 22, 2009 - August 23, 2012
VOYA FINANCIAL ADVISORS, INC.
November 20, 2007 - December 31, 2008
WORLD EQUITY GROUP, INC.
September 8, 2004 - November 30, 2005
WOODBURY FINANCIAL SERVICES, INC.
July 23, 2002 - August 31, 2004
W. H. COLSON SECURITIES, INC.
January 9, 2002 - July 23, 2002
NORTHEAST SECURITIES, LLC
January 3, 1997 - December 31, 2001
INVESTORS CAPITAL CORP.
June 1, 1996 - December 31, 1996
WALNUT STREET SECURITIES, INC.
April 11, 1996 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
December 18, 1992 - December 31, 1994
NORTH AMERICAN MANAGEMENT, INC.
October 15, 1987 - December 31, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2018)
(3/8/2018)
(3/8/2018)
(4/1/2020)
(3/8/2018)
Exams
FINRA
Current Firm
CAPITAL INVESTMENT GROUP, INC.
CRD#: 14752 / SEC#: , 8-31225
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | ASSISTANT VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | ASSISTANT VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
Red Flags
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