Christopher R. Ranni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Ranni was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 12 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2007 - January 5, 2009
PARKER FINANCIAL CORP.
July 31, 2007 - April 29, 2008
SPECTRUM TRADING, LLC
August 21, 2003 - January 29, 2004
MEETING STREET BROKERAGE, LLC
January 24, 2003 - October 14, 2005
PARKER FINANCIAL CORP.
January 14, 2002 - July 12, 2005
MILLENNIUM BROKERAGE, L.L.C.
June 6, 2000 - January 11, 2002
HEARTLAND SECURITIES CORP.
November 10, 1999 - May 4, 2000
RETIREMENT FOUNDATIONS, INC.
September 30, 1997 - December 20, 1999
ICAP/INVESTMENT SERVICES AND TRADING, LLC
February 11, 1997 - May 16, 1997
RUMSON CAPITAL, LLC
April 20, 1995 - April 27, 1995
FSG SECURITIES, INC.
April 13, 1995 - July 16, 1996
RUMSON CAPITAL, LLC
September 20, 1993 - September 10, 1997
TRANS-HUDSON, L.L.C.
May 3, 1993 - January 4, 1994
GRAYSON FINANCIAL LLC
September 11, 1992 - May 3, 1993
HANSON ANDERSON SECURITIES CORPORATION
May 29, 1991 - August 27, 1992
GRAYSON FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
PARKER FINANCIAL CORP.
CRD#: 42140 / SEC#: , 8-49713
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENIUM CAPITAL TRADING LLC | SHAREHOLDER | |
| SUNSPOT HOLDING CORP. | SHAREHOLDER | |
| RIVERSO, RAFFAEL GIGLIO | SHAREHOLDER | 2022485 |
| ROMEU, ALFONSO L | COMPLIANCE OFFICER, CEO , AML OFFICER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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