Michael F. Malloy

ATLANTA CONSULTING GROUP ADVISORS

ATLANTA, GA 30342

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CRD#: 1698047

Professional summary

Michael Frank Malloy is a registered financial advisor currently at ATLANTA CONSULTING GROUP ADVISORS, LLC located in Atlanta, Georgia and KINGSWOOD CAPITAL PARTNERS, LLC located in Atlanta, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) KAREN F. MALLOY FAMILY TRUST POSITION: TRUSTEE NATURE: NA. I AM A NAMED TRUSTEE ALONG WITH MY WIFE ON HER TRUST ACCOUNT. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 1 START DATE: 10/09/2012 ADDRESS: NA DESCRIPTION: OVERSITE OF ASSETS (2) LICENSED INSURANCE AGENT WITH GENWORTH LIFE AND ANNUITY INSURANCE COMPANY. INVESTMENT RELATED: YES. NUMBER OF HOURS: 6 INVESTMENT RELATED HOURS: 6

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Frank Malloy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2018 - Present

ATLANTA CONSULTING GROUP ADVISORS, LLC

Office #1: 5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342

RIA

CRD#: 288169

ATLANTA, GA

Current

June 15, 2018 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 5600 Glenridge Dr Ne Ste 230 - East, Atlanta, GA 30342

CRD#: 288898

Atlanta, GA

Past

January 8, 2018 - June 15, 2018

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

NEW YORK, NY

Past

February 13, 2013 - December 31, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ATLANTA, GA

Past

February 13, 2013 - December 31, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ATLANTA, GA

Past

January 1, 2001 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

ATLANTA, GA

Past

August 20, 1987 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLANTA CONSULTING GROUP ADVISORS, LLC

ATLANTA CONSULTING GROUP ADVISORS, LLC | BREWER PRIVATE WEALTH

CRD#: 288169 / SEC#: 801-112054

RIA

Registered Investment Advisory firm - (11/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(1/30/2018)

Georgia
(6/15/2018)

South Carolina
(6/15/2018)

IAR

Texas
(4/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/13/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ATLANTA CONSULTING GROUP ADVISORS, LLC

ATLANTA CONSULTING GROUP ADVISORS, LLC | BREWER PRIVATE WEALTH

CRD#: 288169 / SEC#: 801-112054

RIA

Registered Investment Advisory firm - (11/21/2017 Approved)

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Contact information

Main Address

5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342

Mailing Address

Phone number

(888) 317-2810

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLANTA CONSULTING GROUP ADVISORS, LLC - FORM ADV PART 2A - NOVEMBER 2025 (11/13/2025)

Regulatory assets under management

Total Number of Accounts	1,836
AUM (Assets Under Management)	$ 13,586,544,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Michael F. Malloy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Frank Malloy's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

SGMA CAPITAL MARKETS LIMITED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

ATLANTA CONSULTING GROUP ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1993

Series 63

Date: 8/24/1987

SIE

Date: 10/1/2018

Series 3

Date: 7/13/1990

Series 7

Date: 8/15/1987

FINRA

Current Firm

ATLANTA CONSULTING GROUP ADVISORS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLANTA CONSULTING GROUP ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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