Ernest P. Moosherr
Professional summary
Ernest Patrick Moosherr, who also goes by Ernie Moosherr, is a registered financial advisor currently at CANOPY WEALTH MANAGEMENT located in Birmingham, Michigan.
Ernest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ernest has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ernest Patrick Moosherr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2018 - Present
CANOPY WEALTH MANAGEMENT
Office #1: 380 N Old Woodward Ave Ste 290, Birmingham, MI 48009June 17, 1988 - August 20, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 19, 1988 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
November 4, 1987 - February 26, 1988
CHESAPEAKE SECURITIES RESEARCH CORPORATION
Primary Firm SEC Registration
CANOPY WEALTH MANAGEMENT
CRD#: 297717 / SEC#: 801-113774
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2022)
(8/17/2018)
(8/17/2018)
(8/17/2018)
Exams
Series 8
Date: 3/16/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CANOPY WEALTH MANAGEMENT
CRD#: 297717 / SEC#: 801-113774
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,059 |
| AUM (Assets Under Management) | $ 1,474,786,629 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 10/28/2024 | ||
| 01/26/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
