Teresa A. Mcintyre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Ann Mcintyre was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1988. Teresa had worked at 4 firms and has passed the Series 63, Series 55, Series 52, Series 62 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2003 - September 15, 2005
CAPITAL RUN LLC
May 27, 2003 - November 29, 2013
FIRST WASHINGTON CORPORATION
June 23, 2000 - October 6, 2003
LEWIS INVESTMENTS, LLC
May 3, 1988 - June 23, 2000
FOSTER & BAKER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 2/10/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
CAPITAL RUN LLC
CRD#: 126127 / SEC#: , 8-65853
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RUN HOLDINGS LLC | SHAREHOLDER | |
| MCINTYRE, TERESA ANN | FINOP | 1697791 |
| SIEGLER, JOHN CAREY | MANAGING PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
