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Teresa A. Mcintyre

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CRD#: 1697791
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Teresa Ann Mcintyre was a registered financial professional .

Teresa is a previously registered financial professional and started their career in finance in 1988. Teresa had worked at 4 firms and has passed the Series 63, Series 55, Series 52, Series 62 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 28, 2003 - September 15, 2005

CAPITAL RUN LLC

BD
CRD#: 126127
SEATTLE, WA
Past

May 27, 2003 - November 29, 2013

FIRST WASHINGTON CORPORATION

BD
CRD#: 6681
SEATTLE, WA
Past

June 23, 2000 - October 6, 2003

LEWIS INVESTMENTS, LLC

BD
CRD#: 104175
SEATTLE, WA
Past

May 3, 1988 - June 23, 2000

FOSTER & BAKER, INC.

BD
CRD#: 14272
SEATTLE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/5/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/10/1997
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam

Current Firm


CR
CAPITAL RUN LLC
CAPITAL RUN LLC

CRD#: 126127 / SEC#: , 8-65853

BD
Terminated by SEC on 11/12/2005
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Contact information


Main Address
Mailing Address
Phone number
Established
Washington since 02/28/2003
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CAPITAL RUN HOLDINGS LLCSHAREHOLDER
MCINTYRE, TERESA ANNFINOP1697791
SIEGLER, JOHN CAREYMANAGING PARTNER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL RUN LLC

CRD#: 126127

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