Jeffrey D. Dattolo

PROSPERITY CAPITAL ADVISORS

Red Bank, NJ 07701

CRD#: 1697777

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Professional summary

Jeffrey Dominic Dattolo, CFP®, ChFC®, CLU® is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Red Bank, New Jersey and M HOLDINGS SECURITIES, INC. located in Red Bank, New Jersey.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Retirement Planning

Comprehensive Financial Planni...

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Dominic Dattolo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 30, 2026 - Present

PROSPERITY CAPITAL ADVISORS

Office #1: 331 Newman Springs Road Bldg. 1, Suite 107, Red Bank, NJ 07701

RIA

CRD#: 156480

Red Bank, NJ

Current

October 29, 2010 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 331 Newman Springs Road, Bldg 1, Suite 107, Red Bank, NJ 07701

RIA

CRD#: 43285

Red Bank, NJ

Past

October 29, 2010 - May 28, 2026

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

MADISON, NJ

Past

April 27, 2009 - November 1, 2010

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

CRANFORD, NJ

Past

April 1, 2009 - November 1, 2010

NATIONWIDE SECURITIES, LLC

CRD#: 11173

CRANFORD, NJ

Past

June 23, 2008 - March 13, 2009

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

WAYNE, NJ

Past

June 20, 2008 - March 13, 2009

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

WAYNE, NJ

Past

January 15, 2008 - June 23, 2008

PTS BROKERAGE, LLC

CRD#: 119307

MOUNT LAUREL, NJ

Past

December 18, 2007 - June 23, 2008

PTS BROKERAGE, LLC

RIA

CRD#: 119307

POMPTON LAKES, NJ

Past

June 14, 2004 - December 31, 2005

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

FAIRFIELD, NJ

Past

December 1, 2003 - December 31, 2005

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

FAIRFIELD, NJ

Past

November 14, 2003 - November 14, 2003

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

June 29, 1998 - December 1, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 3, 1998 - August 3, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 20, 1994 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

January 20, 1994 - February 23, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

September 2, 1987 - November 24, 1993

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

August 5, 1987 - December 13, 1988

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

CRD#: 13502

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/3/2024)

Delaware
(4/10/2023)

Florida
(10/29/2010)

New Jersey
(10/29/2010)

IAR

New Jersey
(4/30/2026)

New York
(10/29/2010)

North Carolina
(6/25/2020)

North Dakota
(11/3/2022)

Ohio
(5/18/2021)

Oregon
(12/22/2023)

Pennsylvania
(10/26/2016)

South Carolina
(5/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

PREMIUM

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Contact information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Mailing Address

Phone number

(888) 240-0064

Established

Firm type

Fiscal year end

# of Employees

202

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,823
AUM (Assets Under Management)	$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Jeffrey D. Dattolo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Dominic Dattolo's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

PTS BROKERAGE, LLC

PTS BROKERAGE, LLC

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

1717 CAPITAL MANAGEMENT COMPANY

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

Primary Firm SEC Registration

PROSPERITY CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/1997

Series 63

Date: 10/6/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/2/1998

Series 6

Date: 8/4/1987

FINRA

Current Firm

PROSPERITY CAPITAL ADVISORS

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY CAPITAL ADVISORS

TRUST BUT VERIFY

Contact information

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