JD
Jeffrey D. Dattolo
M HOLDINGS SECURITIES
Madison, NJ 07940
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CRD#: 1697777
JD
Professional summary
Jeffrey Dominic Dattolo, CFP®, ChFC®, CLU® is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Madison, New Jersey.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Niatross Properties, LLC; 4 Cramsey Place, Denville, NJ 07834; 05/16/2017; Partner; Real Estate holding company; Not Investment Related; 2 hours/month; 2 hours/month during business hours; Ownership, Passive (Rental) Income. 2) Madison & Main Advisors, LLC; 266 Main Street, Madison, NJ 07940; 07/2019; Vice President; Insurance and Investment advising & sales; Investment Related; 200 hours/month; 200 hours/month during business hours; Commissions. 3) Madison Brokerage; 266 Main Street, Madison, NJ 07940; 07/02/2019; Agent; Brokerage Insurance and annuities; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 4) Clarity 2 Prosperity; 30400 Detroit Road, #201, Westlake, OH 44145; 07/01/2019; Agent; Fixed insurance and annuities; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 5) NJ DI & LTC Brokers; 1 Bethany Road, Suite 32, Hazlet, NJ 07730; 07/01/2019; Agent; DI & LTC insurance sales; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 6) FNA; 180 River Road, Summit, NJ 07901; 08/2020; Broker; Group Medical Insurance; Not Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 7) AFLAC; 271 US Highway 46 West, Suite D207, Fairfield, NJ 07004; 09/2020; Broker; AFLAC group voluntary benefits; Not Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Dominic Dattolo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Dominic Dattolo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
October 29, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 266 Main Street, Madison, NJ 07940RIA
BD
CRD#: 43285
Madison, NJ
Current
October 29, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 266 Main Street, Madison, NJ 07940RIA
BD
CRD#: 43285
Madison, NJ
Past
April 27, 2009 - November 1, 2010
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
CRANFORD, NJ
Past
April 1, 2009 - November 1, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
CRANFORD, NJ
Past
June 23, 2008 - March 13, 2009
CAPITOL SECURITIES MANAGEMENT, INC.
RIA
CRD#: 14169
WAYNE, NJ
Past
June 20, 2008 - March 13, 2009
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
WAYNE, NJ
Past
January 15, 2008 - June 23, 2008
PTS BROKERAGE, LLC
BD
CRD#: 119307
MOUNT LAUREL, NJ
Past
December 18, 2007 - June 23, 2008
PTS BROKERAGE, LLC
RIA
CRD#: 119307
POMPTON LAKES, NJ
Past
June 14, 2004 - December 31, 2005
FIRST MONTAUK SECURITIES CORP.
RIA
CRD#: 13755
FAIRFIELD, NJ
Past
December 1, 2003 - December 31, 2005
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
FAIRFIELD, NJ
Past
November 14, 2003 - November 14, 2003
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
June 29, 1998 - December 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 3, 1998 - August 3, 1998
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
January 20, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 20, 1994 - February 23, 1998
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
September 2, 1987 - November 24, 1993
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
August 5, 1987 - December 13, 1988
MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.
BD
CRD#: 13502
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2024)
IAR
Arizona(10/15/2024)
RR
Delaware(4/10/2023)
RR
Florida(10/29/2010)
RR
New Jersey(10/29/2010)
IAR
New Jersey(10/29/2010)
RR
New York(10/29/2010)
RR
North Carolina(6/25/2020)
RR
North Dakota(11/3/2022)
RR
Ohio(5/18/2021)
RR
Oregon(12/22/2023)
RR
Pennsylvania(10/26/2016)
RR
South Carolina(5/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
