MR
Michael J. Rosenstein
BUILD FINANCIAL ADVISORS
Aventura, FL
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CRD#: 1697497
MR
Professional summary
Michael Jay Rosenstein, who also goes by Michael Rosenstein, is a registered financial advisor currently at BUILD FINANCIAL ADVISORS, LLC located in Aventura, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Rosenstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) First Chicago Insurance Company; 6640 South Cicero Ave Bedford Park, IL 60638; Property and Casualty Insurance Company; Not investment related; President and Director - day to day oversight of the insurance company; started 9/30/14; 140 hours per month; 6 hours per day during trading hours 2) United Security Insurance Company; 6640 South Cicero Ave Bedford Park IL 60638; Property and Casualty Insurance Company; not investment related; Treasurer/Day to day oversight of the financial department of the insurance company; Start date 9/30/2014; 10 hours per month; 1 hours/day during trading hours 3) President of Warrior Invictus Holding Company Inc; 6640 South Cicero Ave Bedford Park IL 60638; Insurance Holding Company; not investment related; Officer position with no extra day to day responsibilities; Start date 9/30/2014; 0 hours per month; 0 hours/day during trading hours 4) Secretary and Director of West Virginia National Auto Insurance Company; 330 Scott Ave, Morgantown, WV 26508; Property and Casualty Insurance Company; not investment related; Officer position with no extra day to day responsibilities; Start date 03/29/2024; 0 hours per month; 0 hours/day during trading hours 5) Director of Warrier Reinsurance Company Ltd; 18 Forum Lane, 2nd Floor, Camana Bay P.O. Box 69 Grand Cayman KY1-1102, Cayman Islands; Property and Casualty Reinsurance Company; not investment related; Officer position with no extra day to day responsibilities; Start date 11/1/2024; 4 hours per month; Less than one hour/day during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jay Rosenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2022 - Present
BUILD FINANCIAL ADVISORS, LLC
RIA
CRD#: 323201
Aventura, FL
Past
July 26, 1991 - December 31, 1992
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Past
October 25, 1989 - December 31, 1990
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Past
June 27, 1987 - November 16, 1989
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/4/2022)
IAR
Illinois(1/3/2023)
IAR
Texas(3/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BF
BUILD FINANCIAL ADVISORS, LLC
BUILD FINANCIAL ADVISORS, LLC
CRD#: 323201 / SEC#:
Florida
Registered Investment Advisory firm - (11/4/2022 Approved)Illinois
Registered Investment Advisory firm - (1/3/2023 Approved)Texas
Registered Investment Advisory firm - (3/21/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Aventura, FL
Mailing Address
Phone number
(305) 697-8772
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 3,007,626 |
Red Flags
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